This blog explores the strategic importance of Target Operating Models (TOMs) in regulatory compliance and transformational change. Many people are aware that financial institutions are currently ...

To learn more about how SOX modernization may help your organization, contact Katie Strohman, Audit & Assurance Managing Director, Deloitte & Touche LLP at 312.486.5990 [email protected]. Since the ...

Taken together, these signals operationalize a data-centric oversight model. They also raise a practical question for CMC and ...

When crypto exchange FTX imploded late last year, inevitable questions related to compliance ensued. How did co-founder Sam Bankman-Fried get away with such obvious irregularities? Why were the ...

HR compliance has always required attention to detail. What has changed is the scale and interconnectedness of the work. Compliance obligations now span jurisdictions, people types, internal ...

I have interviewed many companies across the country in many sectors, from the largest multinationals to small and midsized enterprises. My focus was on whether and how these businesses are evaluating ...

Investment managers are operating in an environment defined by constant, relentless change. Whether expanding into private markets, navigating evolving regulatory reporting requirements, or ...