An accounting audit trail strikes at the underlying conditions -- fraud, data incompleteness and missing information -- that breed inaccurate financial reporting. By giving corporate auditors fodder ...

The Securities and Exchange Commission beginning next year will require broker-dealers to report securities transactions to CAT NMS LLC, a Delaware-based limited-liability company jointly owned by ...

A group of House Republicans introduced a bill to prohibit the Securities and Exchange Commission from requiring personally identifiable information be collected under the reporting requirements for ...

Senate Republicans introduced a bill that would prohibit the Securities and Exchange Commission from requiring personally identifiable information be collected under the reporting requirements for its ...

Audit Trail 'Meta Data' Leaves Tell-Tale Signs in Medical Malpractice Actions State E-Discovery columnist Mark A. Berman discusses audit trails of electronic medical health records, which can be the ...

B&R has added an audit trail component to its mapp technology portfolio. New mapp component for implementing applications in compliance with 21 CFR Part 11 B&R has added an audit trail component to ...

David R. Burton focuses on tax matters, securities law, entitlements and regulatory and administrative law issues as The Heritage Foundation’s senior fellow in economic policy. Read his research. The ...